February 17, 2000

 

 

To:      The Honorable Joan R. Challinor, Commissioner

           National Commission on Libraries and

           Information Science

 

From:  Louisa W. Day, President Local 1627

           On behalf of the NTIS Bargaining Unit

 

Sub:   The Union’s Perspective on the future of NTIS           

 

This is in response to your request of February 14th concerning the union’s perspective as to where NTIS should be housed in order to serve the public good in the best way possible.  In particular you wanted to know how the employees felt about being merged with the Government Printing Office (GPO).

 

NTIS employees believe NTIS functions are intrinsically Executive branch functions.  We believe that transferring these functions to the legislative branch will diminish their performance, jeopardize the seedbed of technical innovation, and compromise maintaining this nation's predominant position in the global economy.

By maintaining NTIS functions in the Executive branch, the President and his representatives can direct them as instruments of Federal scientific and technology policy.  After all, the primary rationale for NTIS enabling legislation in 1970 was to create an executive agency that could build on the successes of NTIS’ predecessor organizations since World War II in collecting, preserving, and disseminating the results of Federal R & D. 

 

Notably, NTIS and its predecessor organizations have a demonstrated legacy of making vital contributions to the unparalleled scientific and technical advances in the U.S. for the past fifty years.  Now, we are entering a new century where we will face increasing challenges in managing and performing Federal R & D for the benefit of this nation's citizens. 

 

For maximum flexibility and control by the President in responding to these challenges, NTIS functions must be maintained in the Executive branch where they can be nurtured and administered as instruments of Executive policies and prerogatives. 

 
 
Recommendation

 

Therefore, on behalf of the NTIS Bargaining Unit, the union respectfully recommends the following alternative as in the best interest of the public good:

 

Establish NTIS as an independent entity with oversight from the President’s Science Advisor.  Under this arrangement NTIS would be in a position to continue building upon its existing status as a unique and valuable repository of government-sponsored scientific and technical research.

 

Justification for Union’s Position

 

There are several reasons for supporting this option including:

 

1.      NTIS' Experience with Scientific and Technical Information: The United States government invests over 60 billion dollars annually in government-sponsored research and development. The dissemination of government scientific and technical research is too important to the future of the U.S. economy and national prosperity to be relegated to a tertiary existence within a non-executive agency.  Historically, NTIS was created to serve the needs of U.S. businesses through the dissemination of government research results*.  NTIS has been fulfilling this role successfully for more than 50 years.  As an autonomous entity, NTIS would be afforded the necessary flexibility, resources, knowledge base, focus, and political backing to meet the needs of U.S. businesses and academia as the economy transitions further into the Information Age.

 

2.      Maximizing Existing NTIS Relationships and Resources: The Executive branch agencies are the major sources of new research.  The results of this research are usually contained in the reports generated by the agencies and by their contractors, sub-contractors and grantees. As an Executive entity, NTIS would be able to continue building upon its existing close relationships with Executive branch agencies.  NTIS has been working in partnership with these agencies to further expand the comprehensiveness of the NTIS collection of scientific, technical, engineering and business-related reports.  Equally important is that NTIS has been serving as the permanent repository for these agencies of all government-sponsored scientific and technical research reports.  As a result, their reports are archived and available in perpetuity.

 

 

3.   American Technology Preeminence Act (ATPA): Currently, the ATPA requires that Executive branch agencies forward to NTIS the reports of their scientific research.  This new arrangement would not only underscore the value of NTIS’ mission, but the oversight of the President’s Science Advisor would also ensure that this important requirement is met by the agencies.

 

4.   Building upon NTIS’ Cost Recovery Status: NTIS has faced, and continues to face many challenges as a cost- recovery agency in order to accomplish its mission.  Under this proposed arrangement, NTIS would encounter the least number of constraints and have the best opportunity to grow in order to ensure the continuation of its unique position as the nation's repository for Federal scientific and technical research reports.   Therefore it is important to place NTIS within the Executive branch where it could be managed in such a way as to offer a bridge between government-sponsored and private sector research and development efforts.

 

5.  Taking Advantage of Existing Resources: NTIS and its electronic component, FedWorld, possess the necessary infrastructure, knowledge base, and adaptability to use technology to meet the government’s acquisition and dissemination functions that are required in today's digital environment.  For another agency to replicate these resources would be costly, and counterproductive. Instead, NTIS should be offered an opportunity to build upon their existing assets and to strengthen its services in the interest of the public’s good.

 

Conclusion

 

For an organization with NTIS’ mission, this proposed recommendation to establish the agency as a separate entity would be especially advantageous.  Not only would NTIS have the support and oversight of the President’s Science Advisor, but as each Administration changes, NTIS would also be in a position to carry out that administration’s information policy if the policy should change because of a shift in the political climate.  NTIS’ position as the central source and primary distributor of government-sponsored research would be ensured and public access to this information would be simplified.  NTIS would then be able to fully achieve the purpose for its existence—serving the public good

 

 

cc: Judith C. Russell, Deputy Director

     Robert S. Willard, Executive Director

      Woody Horton, Consultant



*Meeting the needs of U.S. business institutions was the reason that President Truman decided to locate NTIS in the Department of Commerce (DoC).  He believed that DoC would be in the best position to support this new program.